SEC Order Instituting Proceedings re NYSE Fee Schedule - May 2013
STA Comment Letter re Reg SCI - April 2013
DTCC Press Release re Dematerialization - March 2013
STA Comment Letter re NYSE Proxy Fees - March 2013
NYSE Fee Proposal - February 2013
Comment Letter on NYSE Fee Proposal - February 2013
NYSE Rule Filing re Proxy Fees - January 2013
SEC Final Rule Amending Rule 17Ad-17 - January 2013
Final Regs re reporting by and payments to FFI's - January 2013
Draft Final Rule Amending Rule 17Ad-17 - December 2012
DTCC Procedure for Submitting Stock Power Copies - December 2012
STA Letter to SEC re Proposed Proxy Fees - December 2012
STA Letter to SEC re Proposed Proxy Fees - December 2012
STA letter to DE re Kelmar audits - December 2012
Revised Hurricane Sandy Damaged Certificate Procedures - November 2012
SEC Approve Regulatory Relief for Hurricane Victims! - November 2012
DTCC has issued a news release with respect to Hurricane Sandy. Please go to http://dtcc.com/news/press/releases/2012/sandy.php for complete information.
STA Letter to SEC re JOBS Act - September 2012
STA Comment Letter re Dematerialization Proposals - August 2012
STA Analysis of NYSE PFAC Proposed Proxy Fees - July 2012
DTCC White Paper on Dematerialization - July 2012
Draft New Form W-8 for Individuals - June 2012
Draft New Form W-8 for Entities - June 2012
STA Letter to DTCC re Trading Suspension - June 2012
DTCC Proposed Rule re Corporate Action Announcements in
Machine
Readable Format - May 2012
Cost Basis Webinar May 2012 Q & A - May 2012
Delaware Letter Revising Section 1198(9)a of Escheat Law - May 2012
Second letter to Delaware regarding Escheatment - April 2012
Letter to Delaware concerning escheatment issues - March 2012
STA/SSA Petition to SEC re Managed Account Fees - March 2012
FATCA Proposed Rules - February 2012
Identity Theft Proposed Rules - February 2012
STA Comment regarding University of Delaware Report - February 2012
STA Comment Letter re DTC OA Changes - February 2012
IRS Form 8937 Instructions - January 2012
STA letter re End to End Confirmation - December 2011
DTC Proposed Rule Changes to Operational Arrangements - December 2011
Comment letters on proxy reform show strong support for change - November 2011
STA Letter to NASDAQ on the Managed Account Issue - November 2011
Slides for STA 2011 Annual Conference Now Available!
STA Letter to FINRA on the Managed Accounts Issue - October 31, 2011
STA Survey on Proxy Processing Costs - October 3, 2011
SEC Release 34-65264 re Waivers for Foreign Issuers - September 2011
SEC STATEMENT ON PROXY ACCESS LITIGATION - September 2011
Cost of U. S. Foreign Account Tax Compliance Act
from Securities Technology Monitor - August 2011
SEC Further Comment Request re 17Ad-17 - August 2011
U.S Court of Appeals Proxy Access Decision - July 2011
IRS Notice 2011-53 re FATCA - July 2011
STA Rings Closing bell at New York Stock Exchange on June 27, 2011
IRS Notice 2011-56 - June 2011
STA Comment Letter re Rule 17Ad-17 Changes - May 2011
SEC Order Approving Rule Change re Balance Certificates - April 2011
Final Form 1099-B for 2011 - April 2011
Instructions for Form 1099-b for 2011 - April 2011
SEC Proposed Rule re 17Ad-17 - March 2011
New Draft Form 1099-B - March 2011
FINRA Notice 11-09 - February 2011
Form 1099-B Instructions - February 2011
Form 1099-B - February 2011
IRS Postpones Filing Date for Section 6045B Issuer Returns - February 2011
DTC Proposed filing to change Dividend Services Guide - January 2011
Revised Form W-9 - January 2011
