The SEC is hosting a webinar for large firms on Regulation S-P on September 25. This will be one of a series of three webi...

With the rise of blockchain technology, many STA members, brokers, depositories, and technology platforms are exploring ho...

DTCC has released the following notice on DRS Transformation: Important Notice 22615-25 DRS TA.pdf

The STA Board of Directors voted unanimously to endorse Universal STAMP's ("U-STAMP") migration from the pilot phase into...

The SEC has issued a Notice of withdrawal of proposed rules related to cybersecurity.  Read the notice  here .

DTCC Notice on FAST Reject and Confirmation System (FRAC) functionality – FAST Underwritings on the Securities Processing...

DTCC has issued an  Important Notice regarding extending the adoption period for DWAC API replacement for existing ba...

2025.3.11_delaware_re_foreig.pdf

Please see information below shared from AFS regarding communication channels for customer service.   LSSP Users,...

STA unveiled a brief public-facing video that defines the role of a transfer agent. View the video here .  

DTCC rolls out the Agent Announcement Portal to enable agents to enter corporate actions event information. Click here to...

Please see attached the latest on the LSSP SFTP Process Update. lssp_sftp_process_update_10..pdf

Please see the DTCC notice here regarding the Issuer Agent Portal.

Please see the Important Notice from the DTCC regarding the Issuer Agent Portal (IAP).  The IAP in DTCC’s P...

The DTCC has released a notice on the Maintenance on the LIBOR Replacement Index Communication Tool. Maintenance has...

SSA/STA Joint Amicus Brief Filing Re: Unclaimed Property Case in Florida: 2024.05.29_amicus_brief_-_fi.pdf

The Holders Coalition has submitted a letter to Connecticut regarding Senate Bill 393 concerning Unclaimed Property. Read...

DTCC has shared a Who to Contact list that should help identify the appropriate department and email address for you to ad...

As you may have heard at the STA Annual Conference, DTCC is moving to a new Issuer Agent Portal (IAP) for LENS submissions...

STA recently submitted a letter to California regarding increased risk of fraud. Read the letter here .

Please read the attached notice from the DTCC regarding upcoming changes impacting reorganization events with an early ten...

SSA/STA letter re: OH HB 33

STA submitted a letter to the SEC regarding File S7-05-23 and File S7-06-23, Privacy and Cybersecurity. Read the letter h...

SSA & STA joint letter to Nevada re: AB 55

  The STA submitted a letter to the SEC requesting an extension on the comment period for releases No. 34-97143,...

Please see notice here from the DTCC re: FAST – Securities Processing Application (SPA) – FAST Balance Confirm...

Please see letter from STA and SSA to Montana regarding House Bill 136 here .

Please see the DTCC reminder below regarding the March 24th conversion pertaining to  this DTCC notice . Fro...

The SEC voted in their open meeting on 2/15/2023 to enact T+1 as of the Tuesday after Memorial Day weekend, May 28, 2024.&...

A quick reminder that all FAST Transfer Agents must be provisioned to use the new SPA on the DTC Portal in anticipation of...

Please note this important DTCC communication for FAST agents re: balance confirmation system changes coming March 2023, a...

The SEC Staff has provided notice that the covid-related temporary exemptive relief for transfer agents will expire on Sep...