Operations committee

Mission

The Operations Committee is charged with reviewing and analyzing the impact of new and changing SEC/UCC regulations upon the operational procedures and policies of our members. It reports to STA's Board with recommendations as to the best way to comply with them and discusses best practices to deal with a variety of operational issues. Members share information on a wide range of operational practices, such as dealing with audits and examinations, or investor problems.

The Operations Committee has been instrumental in the creation, and subsequent updating, of STA Guidelines, and has worked with STAMP and SIFMA to develop the current Paperless Legals Program, and the Y and Z medallion.

Committee Members

Co-Chairs

    • Peter Alvarez, Computershare
    • Natalie Letourneau, EQ

Members

    • Chris Annen, Odyssey Trust
    • Shruti Bangera, Odyssey Trust
    • Nicole Brown, EQ
    • John Buonomo, Broadridge
    • Kevin Burns, Computershare
    • Andrea DellaGrotta, Fidelity Stock Transfer Solutions
    • Sean Fontaine, Computershare
    • Nick Giancaspro, Continental Stock Transfer & Trust 
    • George Johnson, Securities Transfer Corporation
    • Andrea Malangone, Computershare
    • Ned Montenecourt, Vistra
    • Nabeel Nazeer, Odyssey Trust
    • Allison Niccols, VStock Transfer
    • Jenny Norling, EQ
    • Luisa Roberto, TSX Trust
    • Katie Sevcik
    • Neda Sheridan, Computershare
    • Mary Smith, EQ
    • Arjun Sundar, DB Services America



    Securities Transfer Association


    4532 Lee Hwy #550, Arlington, VA 22207 
    (202) 794-7613

    Quick Links

    © 2026 Securities Transfer Association (STA). All Rights Reserved.


    Website design by Echo Vibes Design

    Powered by Wild Apricot Membership Software