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Are you on target to file your 2023 TA-2 form by Friday, March 31st? According to the SEC, the foremost challenge with compliance is meeting the filing deadline. Then there is the question of accuracy in filling out the form. Join the co-chairs of STA’s Risk and Compliance Committee, Richard Johnson of Computershare and David Becker of AST/EQ, for a webinar on TA-2 compliance considerations and make sure you put your best foot forward for this annual regulatory requirement!
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3/27/2023
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When:
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Monday, March 27, 2023 12:30 PM
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Where:
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Zoom
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Contact:
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Holly Braly
hbraly@stai.org
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Online registration is closed.
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