STA Vendors

Abandoned Property Advisors
www.ap-advisors.com

Carol Irvine
610-662-2220
610-662-2220 (direct)
cirvine@ap-advisors.com

Robert Irvine
866-950-9229
917-841-3479 (direct)
birvine@ap-advisors.com

Abandoned Property Advisors offers corporations, financial institutions, and fiscal agents a comprehensive approach to reducing risk and expense, locating owners and ensuring compliance with state and federal abandoned property regulations. Abandoned Property Advisors principles are recognized experts in their field and each has decades of experience creating and implementing abandoned property compliance solutions that make sense for clients. We use the combination of our resources and yours, creating an approach customized to each organization's due diligence, compliance, risk management, and cost objectives.

Avenu Insights & Analytics
www.avenuinsights.com

Janet D’Agostino
617-722-9634
janet.dagostino@avenuinsights.com

The Voluntary Compliance Program has been designed exclusively to assist those companies that have not fulfilled the unclaimed property reporting requirements of the states at no cost. More than 50 reporting jurisdictions, including the District of Columbia and Puerto Rico, have granted the Clearinghouse authority to act as the agent, resulting in a multi-state cooperative effort to simplify the reporting and collection of unclaimed property of all types. Upon request, virtually all participating states will enter into a written agreement releasing a company from interest and penalties for the untimely reporting of property.

 

Borden Consulting
jbordenlaw.com
 
Brighthouse Financial
brighthousefinancial.com

 

Custody, Clearance & Settlement
The Depository Trust & Clearing Corporation
www.dtcc.com

Joe Clemente
212-855-2425
jclemente@dtcc.com

The Depository Trust & Clearing Corporation (DTCC) through its subsidiaries, provides clearance, settlement and information services for equities, corporate and municipal bonds, government and mortgage-backed securitiesand over-the-counter credit derivatives trades. DTCC's depository also provides custody and asset servicing for more than two million securities from the United States and 100 other countries and territories, and is the leading processor of mutual fundsand insurance transactions.

Dunn Consulting and Training
www.dunnconsultingtraining.com

Timothy Dunn
(303) 476-0699
dunnconsultingtraining@comcast.net

 

 

Ellen Philip Associates, Inc.
http://www.ellenphilip.com

Ellen Philip
212-807-0477
ephilip@ellenphilip.com

 

eSignature Guarantee, LLC
www.esignatureguarantee.com

Seth Farbamn
844-782-6763
seth@esignatureguarantee.com

eSignature Group provides a unique, patent pending online platform ateSignatureGuarantee.com, which allows stockholders to obtain a medallion signature guarantee which is necessary for the transfer of securities. The platform is available for individuals, corporate entities, trustees and executors and can be used to obtain a medallion signature guarantee for shares in physical certificate form or for shares held in an electronic book entry account via the submission of a signed stock power.

E-Surety Brokerage, Inc.
www.e-surety.com

Christopher J. Fink
305-792-7295
chrisfink@e-surety.com

 

 

Figtree Software
www.stocktracksoftware.com

Abby Rosenstein
973-539-9311 x212
arosenstein@figtree.com

 

First Command Financial Planning
www.firstcommand.com

Gregory Pomes
817-731-8621
gapomes@firstcommand.com

 

 

FIS
www.fisglobal.com

Dieter Kaselin
610-975-3009
dieter.Kaselin@fisglobal.com

 

 

Georgeson Inc.
www.georgeson.com

Cindy Nisley
212-805-7127
cindy.nisley@computershare.com

 

For over thirty years, Georgeson, a Computershare company has been the world’s leading provider of unclaimed asset, strategic proxy, and corporate governance advisory services. Our unclaimed asset services cover the unclaimed property lifecycle, relieving organizations of these complex and resource intensive tasks. Our solutions include unclaimed property analysis, annual unclaimed property reporting, owner location services, shareholder and PostMerger CleanUp™ services. Our clients choose us because of our high quality service to both the company and individual owners. Georgeson’s multidisciplinary team of professionals has reunited more than one million owners with more than $3 billion in assets.

Document Security
Hampton Technologies LLC
www.hamptonsecurity.com
www.stamp2000plus.com

Ronald Gallagher
631-924-1335 x211
rgallagher@hamptontech.net

Exclusive provider of all S.T.A.M.P. 2000 Medallion Stamps and Transfer Agent Authentication Equipment. Provider of security solutions including document authentication, counterfeit currency detectors, security inks and laser toners, biometic security equipment and fingerprint access controls.

 

Hodgson Russ LLP
www.hodgsonruss.com

Mark Harmon
212-751-4300
mharmon@hodgsonruss.com

Keane
www.keaneup.com

Debbie Zumoff
(610) 232-0704
dzumoff@keaneup.com

Keane is the industry's undisputed leader in unclaimed property compliance services, offering a comprehensive suite of shareholder communication and escheat compliance solutions. From customized shareholder location and retention programs to annual compliance reporting and consulting services, no other firm can match the experience, expertise, and engagement that Keane provides. What sets Keane apart is our total commitment to customer service, the expertise and qualifications of our employees, and our demonstrated accountability for measurable results. Whether it's working with your team to ensure compliance, protecting your shareowners, mitigating audit risk or maximizing revenue streams...Keane is Unclaimed Property.

Medallion Signature Guarantee Program Administration
Kemark Financial Services, Inc.
www.kemarkfinancial.com

Tom DiMarino
845-620-9300
tdimarino@kemark.com

Kemark Financial Services, Inc. is the program administrator for The Securities Transfer Agents Medallion Program (STAMP) and the Stock Exchanges Medallion Program (SEMP). These signature guarantee programs are recognized by all major financial services associations and are endorsed by The Securities Transfer Association.

KPMG
www.kpmg.com
 

Laurel Hill Advisory Group, LLC

William Catacosinos
516-933-3104
mpina@laurelhill.com

Linking Assets Inc.
www.linkingassets.com

Peter Quinn
(212) 256-1155
peter.quinn@linkingassets.com

Linking Assets Inc. is predicated on the belief that we treat our clients as partners, building lasting relationships and servicing each client’s specific needs for search and location, unclaimed property compliance, risk reduction, and related services. Our dedicated team of professionals is committed to provide exceptional levels of communication, project management, and service that have come to be expected from the members of our team.

Reed Smith LLP
www.reedsmith.com

Freda Pepper
215-851-8876
fpepper@reedsmith.com

Data Depository
Refinitiv, Securities Information Center
www.secic.com

Michael Manton
617-856-2342
michael.manton@refinitiv.com

The Securities Information Center (SIC) manages the Lost & Stolen Program (LSP) on behalf of the SEC. The LSP was created to remove lost, stolen, missing or counterfeit physical securities from circulation. SIC is also used as a clearing house for all categories of certificates that disrupt the settlement process.

 

Ryan, Inc.
www.ryan.com

Mark Paolillo
857-288-1966
mark.paolillo@ryan.com

 Ryan's Search and Location services can drastically reduce compliance risk while improving investor retention on dormant accounts. Our proactive Pre-Escheat Asset Reunification (PEAR) and Corporate Action Asset Reunification (CAAR) programs employ thorough, in-depth research combined with professional outreach campaigns that deliver measurable, targeted results. Ryan’s Abandoned and Unclaimed Property (AUP) practice also has a dedicated team of professionals that specialize in outsourcing and compliance services. Our team can analyze data to determine which items are reportable and to which states; provide owner outreach and notification; tracking of responses; identification of potentially exempt property; and prepare unclaimed property reports.

4532 Lee Hwy #550  Arlington, VA 22207       202.794.7613       202.618.9561        LinkedIn