Abandoned Property Advisors
Abandoned Property Advisors offers corporations, financial institutions, and fiscal agents a comprehensive approach to reducing risk and expense, locating owners and ensuring compliance with state and federal abandoned property regulations. Abandoned Property Advisors principles are recognized experts in their field and each has decades of experience creating and implementing abandoned property compliance solutions that make sense for clients. We use the combination of our resources and yours, creating an approach customized to each organization's due diligence, compliance, risk management, and cost objectives.
Avenu Insights & Analytics
The Voluntary Compliance Program has been designed exclusively to assist those companies that have not fulfilled the unclaimed property reporting requirements of the states at no cost. More than 50 reporting jurisdictions, including the District of Columbia and Puerto Rico, have granted the Clearinghouse authority to act as the agent, resulting in a multi-state cooperative effort to simplify the reporting and collection of unclaimed property of all types. Upon request, virtually all participating states will enter into a written agreement releasing a company from interest and penalties for the untimely reporting of property.
Custody, Clearance & Settlement
The Depository Trust & Clearing Corporation
The Depository Trust & Clearing Corporation (DTCC) through its subsidiaries, provides clearance, settlement and information services for equities, corporate and municipal bonds, government and mortgage-backed securitiesand over-the-counter credit derivatives trades. DTCC's depository also provides custody and asset servicing for more than two million securities from the United States and 100 other countries and territories, and is the leading processor of mutual fundsand insurance transactions.
Dunn Consulting and Training
Ellen Philip Associates, Inc.
eSignature Guarantee, LLC
eSignature Group provides a unique, patent pending online platform ateSignatureGuarantee.com, which allows stockholders to obtain a medallion signature guarantee which is necessary for the transfer of securities. The platform is available for individuals, corporate entities, trustees and executors and can be used to obtain a medallion signature guarantee for shares in physical certificate form or for shares held in an electronic book entry account via the submission of a signed stock power.
E-Surety Brokerage, Inc.
Christopher J. Fink
First Command Financial Planning
For over thirty years, Georgeson, a Computershare company has been the world’s leading provider of unclaimed asset, strategic proxy, and corporate governance advisory services. Our unclaimed asset services cover the unclaimed property lifecycle, relieving organizations of these complex and resource intensive tasks. Our solutions include unclaimed property analysis, annual unclaimed property reporting, owner location services, shareholder and PostMerger CleanUp™ services. Our clients choose us because of our high quality service to both the company and individual owners. Georgeson’s multidisciplinary team of professionals has reunited more than one million owners with more than $3 billion in assets.
Hampton Technologies LLC
Exclusive provider of all S.T.A.M.P. 2000 Medallion Stamps and Transfer Agent Authentication Equipment. Provider of security solutions including document authentication, counterfeit currency detectors, security inks and laser toners, biometic security equipment and fingerprint access controls.
Hodgson Russ LLP
Keane is the industry's undisputed leader in unclaimed property compliance services, offering a comprehensive suite of shareholder communication and escheat compliance solutions. From customized shareholder location and retention programs to annual compliance reporting and consulting services, no other firm can match the experience, expertise, and engagement that Keane provides. What sets Keane apart is our total commitment to customer service, the expertise and qualifications of our employees, and our demonstrated accountability for measurable results. Whether it's working with your team to ensure compliance, protecting your shareowners, mitigating audit risk or maximizing revenue streams...Keane is Unclaimed Property.
Medallion Signature Guarantee Program Administration
Kemark Financial Services, Inc.
Kemark Financial Services, Inc. is the program administrator for The Securities Transfer Agents Medallion Program (STAMP) and the Stock Exchanges Medallion Program (SEMP). These signature guarantee programs are recognized by all major financial services associations and are endorsed by The Securities Transfer Association.
Laurel Hill Advisory Group, LLC
Linking Assets Inc.
Linking Assets Inc. is predicated on the belief that we treat our clients as partners, building lasting relationships and servicing each client’s specific needs for search and location, unclaimed property compliance, risk reduction, and related services. Our dedicated team of professionals is committed to provide exceptional levels of communication, project management, and service that have come to be expected from the members of our team.
Reed Smith LLP
Refinitiv, Securities Information Center
The Securities Information Center (SIC) manages the Lost & Stolen Program (LSP) on behalf of the SEC. The LSP was created to remove lost, stolen, missing or counterfeit physical securities from circulation. SIC is also used as a clearing house for all categories of certificates that disrupt the settlement process.
| Ryan's Search and Location services can drastically reduce compliance risk while improving investor retention on dormant accounts. Our proactive Pre-Escheat Asset Reunification (PEAR) and Corporate Action Asset Reunification (CAAR) programs employ thorough, in-depth research combined with professional outreach campaigns that deliver measurable, targeted results. Ryan’s Abandoned and Unclaimed Property (AUP) practice also has a dedicated team of professionals that specialize in outsourcing and compliance services. Our team can analyze data to determine which items are reportable and to which states; provide owner outreach and notification; tracking of responses; identification of potentially exempt property; and prepare unclaimed property reports.|