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STA Members can view recordings of previous webinars by logging into the website. Click the "members only" tab and then the link for Webinar Presentations. For assistance, please email hbraly@stai.org.
Transfer Agent Functions & Processes Monday, September 22, 2025 3:00pm - 4:00pm (eastern) Join us for Session III of STA’s Learning & Development Series, where industry leaders will demystify the critical functions of transfer agents. From processing and control environments to recordkeeping and compliance, this session offers a comprehensive look at the operational backbone of shareholder services. 🔍 What You’ll Learn:
TA Regulations Thursday, May 15, 2025 3:00pm - 4:00pm (eastern) How do Transfer agents ensure they are in compliance with the rules imposed by various federal, state and international entities as well as industry standards? Join the STA Learning & Development Committee as they delve into the TA regulatory environment, compliance across multiple jurisdictions, audits and examinations. Introduction to Transfer Agents Thursday, February 20, 2025 3:00pm - 4:00pm (eastern) What is a Transfer Agent? What are the main roles of a Transfer Agent? What challenges/opportunities do Transfer Agents face in today's climate? Get answers to these questions and more at the Introduction to Transfer Agents webinar. TA-2 Compliance Considerations Monday, March 27, 2023 12:30pm - 1:30pm (eastern) Are you on target to file your 2023 TA-2 form by Friday, March 31st? According to the SEC, the foremost challenge with compliance is meeting the filing deadline. Then there is the question of accuracy in filling out the form. Join the co-chairs of STA’s Risk and Compliance Committee, Richard Johnson of Computershare and David Becker of AST/EQ, for a webinar on TA-2 compliance considerations and make sure you put your best foot forward for this annual regulatory requirement! Proxy Plumbing Reform Thursday, February 24, 2022 2:00pm - 3:00pm (eastern) Join us to hear about the latest outcomes from the SEC working groups on proxy plumbing reform, including an update on the special end-to-end vote confirmation project in place for this spring. The project is outlined in more detail here. Paul Conn of Computershare will moderate a panel made up of Sherry Moreland of Mediant, Keir Gumbs of Broadridge, and Paul Torre of AST. Transfer Agent Compliance Weaknesses Curious what the SEC has been identifying as weaknesses during recent examinations of transfer agents? Timothy Dunn of Dunn Consulting and Training will share his insight. Join us on Thursday, January 20, 2022, from 2-3pm eastern to explore recent examination trends and outcomes. Come away better prepared for 2022 examinations! If you were unable to join us live for this webinar and are interested in getting the recording, please register for the event at the link below and you will receive a copy of the recording and powerpoint slides. $25 for members, $50 for non-members Register here: https://stai.org/events/register.aspx?id=1595746 Digital Crossborder Securities: an Entry Point to a Better Mousetrap Tuesday, May 25 - 2:00-3:00pm EDT RISE Financial Technologies has developed an improved method of crossborder investing via (unsponsored) ADRs in digital format. The solution uses distributed ledger technologies and will be operated by a network of qualified providers. It openes up the ADR market for participation by a wider population of transfer agents and other regulated service providers than in today’s environment. Beyond digital ADRs, the solution can also be extended to support other security types in fully digital format. Improving Virtual Meetings Wednesday, April 21st - 1:00-2:00pm EDT |
9/22/2025SEC Webinar on Reg S-P
8/11/2025STA Guidance on Tokenized Securities
The upcoming calendar is currently empty.